Tag Archives: Guidelines

Developing Guidelines for Humanitarian UAV Missions

New: The revised Code of Conduct and Guidelines are now publicly available as part of an open consultative process that will conclude on October 10th. We thus invite comments on the draft guidelines here (Google Doc). Please note that only feedback provided via this Google Form will be reviewed. We’ll be running an open Webinar on September 16th to discuss the guidelines in more detail.


The Humanitarian UAV Network (UAViators) recently organized a 3-day Policy Forum on Humanitarian UAVs. The mission of UAViators is to promote the safe, coordinated and effective use of UAVs in a wide range of humanitarian settings. The Forum, the first of it’s kind, was generously sponsored and hosted by the Rockefeller Foundation at their conference center in Bellagio, Italy. The aerial panoramic photograph below was captured by UAV during the Forum.

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UAViators brought together a cross-section of experts from the UN Office for the Coordination of Humanitarian Affairs (OCHA), UN Refugee Agency (UNHCR), UN Department for Peacekeeping Operations (DPKO), World Food Program (WFP), International Committee of the Red Cross (ICRC), American Red Cross, European Commission’s Humanitarian Aid Organization (ECHO), Medair, Humanitarian OpenStreetMap, ICT for Peace Foundation (ICT4Peace), DJI, BuildPeace, Peace Research Institute, Oslo (PRIO), Trilateral Research, Harvard University, Texas A&M, University of Central Lancashire, École Polytechnique Fédérale de Lausanne (EPFL), Pepperdine University School of Law and other independent experts. The purpose of the Forum, which I had the distinct pleasure of running: to draft guidelines for the safe, coordinated and effective use of UAVs in humanitarian settings.

Five key sets of guidelines were drafted, each focusing on priority areas where policy has been notably absent: 1) Code of Conduct; 2) Data Ethics; 3) Community Engagement; 4) Principled Partnerships; and 5) Conflict Sensitivity. These five policy areas were identified as priorities during the full-day Humanitarian UAV Experts Meeting co-organized at the UN Secretariat in New York by UAViators and OCHA (see summary here). After 3 very long days of deliberation in Bellagio, we converged towards an initial draft set of guidelines for each of the key areas. There was certainly no guarantee that this convergence would happen, so I’m particularly pleased and very grateful to all participants for their hard work. Indeed, I’m reminded of Alexander Aleinikoff (Deputy High Commissioner in the Office of UNHCR) who defines innovation as “dynamic problem solving among friends.” The camaraderie throughout the long hours had a lot to do with the positive outcome. Conferences typically take a group photo of participants; we chose to take an aerial video instead:

Of course, this doesn’t mean we’re done. The most immediate next step is to harmonize each of the guideline documents so that they “speak” to each other. We’ll then solicit internal institutional feedback from the organizations that were represented in Bellagio. Once this feedback has been considered and integrated where appropriate, we will organize a soft public launch of the guidelines in August 2015. The purpose of this soft launch is to actively solicit feedback from the broader humanitarian community. We plan to hold Webinars in August and September to invite this additional feedback. The draft guidelines will be further reviewed in October at the 2015 Humanitarian UAV Experts Meeting, which is being hosted at MIT and co-organized by UAViators, OCHA and the World Humanitarian Summit (WHS).

We’ll then review all the feedback received since Bellagio to produce the “final” version of the guidelines, which will be presented to donors and humanitarian organizations for public endorsement. The guidelines will be officially launched at the World Humanitarian Summit in 2016. In the meantime, these documents will serve as best practices to inform both humanitarian UAV trainings and missions. In other words, they will already serve to guide the safe, coordinated and effective use of UAVs in humanitarian settings. We will also use these draft guidelines to hold ourselves accountable. To be sure, humanitarian innovation is not simply about the technology; humanitarian innovation is also about the processes that enable the innovative use of emerging technologies.

While the first text message (SMS) was sent in 1992, it took 20 years (!) until a set of guidelines were developed to inform the use of SMS in disaster response. I’m relieved that we won’t have to wait until 2035 to produce UAV guidelines. Yes, the evidence base for the added value of UAVs in humanitarian missions is still thin, which is why it is all the more remarkable that forward-thinking guidelines are already being drafted. As several participants noted during the Forum, “The humanitarian community completely missed the boat on the mobile phone revolution. It is vital that we not make this same mistake again with newer, emerging technologies.” As such, the question for everyone at the Forum was not whether UAVs will have a significant impact, but rather what guidelines are needed now to guide the impact that this new technology will inevitably have on future humanitarian efforts.

The evidence base is necessarily thin since UAVs are only now emerging as a potential humanitarian technology. There is still a lot of learning and documenting to be done. The Humanitarian UAV Network has already taken on this task and will continue to enable learning and catalyze information sharing by convening expert meetings and documenting lessons learned in collaboration with key partners. The Network will also seek to partner with select groups on strategic projects with the aim of expanding the evidence base. In sum, I think we’re on the right track, and staying on the right track will require a joint and sustained effort with a cross-section of partners and stakeholders. To be sure, UAViators cannot accomplish the above alone. It took 22 dedicated experts and 3 long days to produce the draft guidelines. So consider this post an open invitation to join these efforts as we press on to make the use of UAVs in humanitarian crises safer, more coordinated and more effective.

In the meantime, a big thanks once again to all the experts who joined us for the Forum, and equally big thanks to the team at the Rockefeller Foundation for graciously hosting us in Bellagio.

Handbook: How to Catalyze Humanitarian Innovation in Computing Research Institutes

This research was commissioned by the World Humanitarian Summit (WHS) Innovation Team, which I joined last year. An important goal of the Summit’s Innovation Team is to identify concrete innovation pathways that can transform the humanitarian industry into a more effective, scalable and agile sector. I have found that discussions on humanitarian innovation can sometimes tend towards conceptual, abstract and academic questions. This explains why I took a different approach vis-a-vis my contribution to the WHS Innovation Track.

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The handbook below provides practical collaboration guidelines for both humanitarian organizations & computing research institutes on how to catalyze humanitarian innovation through successful partnerships. These actionable guidelines are directly applicable now and draw on extensive interviews with leading humanitarian groups and CRI’s including the International Committee of the Red Cross (ICRC), United Nations Office for the Coordination of Humanitarian Affairs (OCHA), United Nations Children’s Fund (UNICEF), United Nations High Commissioner for Refugees (UNHCR), UN Global Pulse, Carnegie Melon University (CMU), International Business Machines (IBM), Microsoft Research, Data Science for Social Good Program at the University of Chicago and others.

This handbook, which is the first of its kind, also draws directly on years of experience and lessons learned from the Qatar Computing Research Institute’s (QCRI) active collaboration and unique partnerships with multiple international humanitarian organizations. The aim of this blog post is to actively solicit feedback on this first, complete working draft, which is available here as an open and editable Google Doc. So if you’re interested in sharing your insights, kindly insert your suggestions and questions by using the Insert/Comments feature. Please do not edit the text directly.

I need to submit the final version of this report on July 1, so very much welcome constructive feedback via the Google Doc before this deadline. Thank you!

Humanitarian UAV Missions: Towards Best Practices

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The purpose of the handbook below is to promote the safe, coordinated and effective use of UAVs in a wide range of humanitarian settings. The handbook draws on lessons learned during recent humanitarian UAV missions in Vanuatu (March-April 2015) and Nepal (April-May 2015) as well as earlier UAV missions in both Haiti and the Philippines. The handbook takes the form of an operational checklist divided into Pre-flight, In-flight and Post-flight sections. The best practices documented in each section are meant to serve as a minimum set of guidelines only. As such, this document is not the final word on best practices, which explains why the handbook is available here as an open, editable Google Doc. We invite humanitarian, UAV and research communities to improve this handbook and to keep our collective best practices current by inserting key comments and suggestions directly to the Google Doc. Both hardcopies and digital copies of this handbook are available for free and may not in part or in whole be used for commercial purposes. Click here for more information on the Humanitarian UAV Network.